Professional Plan Consultant™ Designees are required to act in accordance with governing regulations. They are also required to sign off on a FSS Code of Ethics confirming they intend to run their business according to a strict set of ethical standards. If anyone has a complaint against any PPC™ designee, they may submit a complaint form to Financial Service Standards via U.S. Mail, fax or online and we will investigate the complaint. All PPC™ designees should at all times act in accordance with the Code of Ethics and governing regulatory bodies.
Please fax the complaint form along with
any pertinent information and attachments to: 724-942-4196.
Mail:
Please send the complaint form and attach any documents you deem appropriate to:
Financial Service Standards, LLC
2652 Hidden Valley Drive, Suite 100A
Pittsburgh, PA 15241
Information Required:
The complaint form should be accompanied by
information surrounding the circumstances, including photocopies
of relevant letters, contracts, agreements or other documents.
The FSS Board will request additional information and may
request a personal interview if it appears necessary.
The public should be aware of normal remedies under state and federal laws and regulations with applicable regulatory bodies and also avail themselves of other avenues. The burden should be on the complainant to pursue such remedies. The findings and actions of appropriate regulatory bodies will be given due consideration by the FSS Board.
Questions?
If
you have any questions or would like more information, please contact us.
